Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Ngat Tong
CE AHN527 - active, Delta Asia Securities Limited
Chi Fai Yeung
CE AAJ533 - active, Delta Asia Securities Limited
Chung Tai Chan
CE AFN122 - active, Delta Asia Securities Limited
Pui On Chan
CE BFY643 - active, Delta Asia Securities Limited
Koon Yu Kong
CE AFI651 - active, Delta Asia Securities Limited
Ching Kwan
CE AQQ011 - active, Delta Asia Securities Limited
Hon Kwan Lam
CE BTN285 - active, Delta Asia Securities Limited
Andy Chi Ming Poon
CE ADQ081 - active, Delta Asia Securities Limited
Cho Ying Sit
CE BOK498 - active, Delta Asia Securities Limited
Ah Fei Tang
CE AIR968 - active, Delta Asia Securities Limited
Ho Leung Tang
CE AFQ056 - active, Delta Asia Securities Limited
Shing Kwong To
CE AFW907 - active, Delta Asia Securities Limited
Man To Tsang
CE ADA898 - active, Delta Asia Securities Limited
Stanley Chong Kit Au
CE AAA969 - active, Delta Asia Securities Limited
Lai Chong Au
CE AKW747 - active, Delta Asia Securities Limited
Pui Man Au
CE ABY215 - active, Delta Asia Securities Limited
Ka Kin Chan
CE BHS185 - active, Delta Asia Securities Limited
Ka Wing Chan
CE ADG088 - active, Delta Asia Securities Limited
Suk Yee Cheng
CE BUT891 - active, Delta Asia Securities Limited
Gordon Kwan Ping Cheung
CE BUT375 - active, Delta Asia Securities Limited
Pui Man (SFC:BQP450) Cheung
CE BQP450 - active, Delta Asia Securities Limited
Zhaoqi Du
CE BVY980 - active, Delta Asia Securities Limited
Ka Wah Hui
CE ACJ227 - active, Delta Asia Securities Limited
Vicent Tai Hang Lam
CE AAA772 - active, Delta Asia Securities Limited
Raymond Wai Man Leung
CE ABG703 - active, Delta Asia Securities Limited
Christina Yun Fun Liu
CE ACH285 - active, Delta Asia Securities Limited
Frankie Ming Yin Mok
CE BUB063 - active, Delta Asia Securities Limited
Yu Hung Ng
CE BGE652 - active, Delta Asia Securities Limited
Ka Yan Wong
CE AQA732 - active, Delta Asia Securities Limited
Siu Lai Wong
CE ANE659 - active, Delta Asia Securities Limited
Lam King Yu
CE BQC297 - active, Delta Asia Securities Limited
Lai Lai Zee
CE AFN498 - active, Delta Asia Securities Limited
Ming-Yu Chang
CE AGH213 - active, Derivatives China (Hong Kong) Limited
Chun Chin Wang
CE BOC709 - active, Derivatives China (Hong Kong) Limited
You Zhang
CE AMF141 - active, Derivatives China (Hong Kong) Limited
Wenrui Jian
CE BCU800 - active, Derivatives China (Hong Kong) Limited
Linyi Xie
CE BUD248 - active, Derivatives China (Hong Kong) Limited
Ananda Chakravorty
CE AGP868 - active, Deutsche Securities Asia Limited
Yick Wai Albert Chang
CE AFA799 - active, Deutsche Securities Asia Limited
Derek Ho Fai Chung
CE ALA688 - active, Deutsche Securities Asia Limited
Craig Jon Hillhouse
CE BUN520 - active, Deutsche Securities Asia Limited
Zhiwei Jiang
CE BBK034 - active, Deutsche Securities Asia Limited
King Chi Lai
CE AFY824 - active, Deutsche Securities Asia Limited
Yue Meng
CE BRP552 - active, Deutsche Securities Asia Limited
Nicholas Hubert Moreira
CE ADT374 - active, Deutsche Securities Asia Limited
Beaux Richard Joseph Pontak
CE BPM236 - active, Deutsche Securities Asia Limited
Pai Chien Shih
CE BFI763 - active, Deutsche Securities Asia Limited
Yeqing Tao
CE AOK964 - active, Deutsche Securities Asia Limited
Rui (SFC:AXO614) Wang
CE AXO614 - active, Deutsche Securities Asia Limited
Zhizheng Wang
CE BBE278 - active, Deutsche Securities Asia Limited
Zhenhua Bao
CE BWW434 - active, Deutsche Securities Asia Limited
Liwen Bian
CE BWW161 - active, Deutsche Securities Asia Limited
Justin Anderson Cai
CE BVN770 - active, Deutsche Securities Asia Limited
Jian Cao
CE BOG527 - active, Deutsche Securities Asia Limited
Fabian Cheuk Hin Chan
CE AQG810 - active, Deutsche Securities Asia Limited
Ka Ling Chan
CE AZZ291 - active, Deutsche Securities Asia Limited
Siu Kwong Chan
CE BHV687 - active, Deutsche Securities Asia Limited
Yuen Hei Ronnie Chan
CE BQI639 - active, Deutsche Securities Asia Limited
Ho Wan Owen Chau
CE BUB828 - active, Deutsche Securities Asia Limited
Jimmy Chen
CE BTV567 - active, Deutsche Securities Asia Limited
Qiaohao Chen
CE BSX180 - active, Deutsche Securities Asia Limited
Siyi Chen
CE BUB175 - active, Deutsche Securities Asia Limited
Hiu Kwong Cheng
CE BRD409 - active, Centiva Capital HK Limited
Chaonuo Ding
CE BUB256 - active, Deutsche Securities Asia Limited
Mayooran Elalingam
CE BIH692 - active, Deutsche Securities Asia Limited
Edward Fang
CE BTU300 - ceased
Hsin Yu Fang
CE BUA959 - active, Deutsche Securities Asia Limited
Nancy Yu Qian Feng
CE BDM550 - active, Deutsche Securities Asia Limited
Dak Yang Andrew Fu
CE BSZ049 - active, Deutsche Securities Asia Limited
Kangli Huang
CE BOK655 - ceased
Ruiqi Huang
CE BSX176 - active, Deutsche Securities Asia Limited
Michael John Hufton
CE BCA269 - active, Deutsche Securities Asia Limited
Xiaomeng Jia
CE BVH980 - active, Deutsche Securities Asia Limited
Qinghua Jing
CE BVH088 - ceased
Le (SFC:BRW215) Kang
CE BRW215 - active, Deutsche Securities Asia Limited
Nonica Khanna
CE BUC743 - active, Deutsche Securities Asia Limited
Soyeon Kim
CE BNJ597 - active, Deutsche Securities Asia Limited
Long Hei Adrian Law
CE BIQ843 - active, Deutsche Securities Asia Limited
Tzi Ying Leong
CE BIZ922 - active, Deutsche Securities Asia Limited
Chi Kan Leung
CE BOP837 - active, Deutsche Securities Asia Limited
Bingyang Li
CE BSO559 - active, Deutsche Securities Asia Limited
Jianwei Li
CE BWW462 - active, Deutsche Securities Asia Limited
Wan-Ning Li
CE BKC576 - active, Deutsche Securities Asia Limited
Sandi Yuen Shan Li
CE BAI050 - active, Deutsche Securities Asia Limited
Maggie Mei Qi Liao
CE BLC896 - active, Deutsche Securities Asia Limited
Chen (SFC:BTB635) Lin
CE BTB635 - active, Deutsche Securities Asia Limited
Nan (SFC:AXI594) Lin
CE AXI594 - active, Deutsche Securities Asia Limited
Feihua Liu
CE BOS055 - active, Deutsche Securities Asia Limited
Qianhua Lu
CE BWW181 - active, Deutsche Securities Asia Limited
Yukun Luo
CE BID325 - active, Deutsche Securities Asia Limited
James Chi Cuong Luu
CE AYW717 - active, Deutsche Securities Asia Limited
Ramin Naji
CE APH952 - active, Deutsche Securities Asia Limited
Charles Hiang Kiat Neo
CE BHR336 - active, Deutsche Securities Asia Limited
Melody Tsung Wen Ngan
CE AJL556 - active, Deutsche Securities Asia Limited
Xingdong Pan
CE BAA717 - active, Deutsche Securities Asia Limited
Jiaqi Qu
CE BGH782 - active, Deutsche Securities Asia Limited
Lei (SFC:BLE460) Shi
CE BLE460 - active, Deutsche Securities Asia Limited
Sijia Song
CE BIY897 - ceased
Renzhi Wang
CE BGH945 - active, Deutsche Securities Asia Limited
Ou Wei
CE BPO672 - active, Deutsche Securities Asia Limited
Chun Ho (SFC:BXF154) Wong
CE BXF154 - active, Deutsche Securities Asia Limited
Hon To Walter Wong
CE BVP854 - active, Deutsche Securities Asia Limited
Ka Long Galen Wong
CE BRO049 - active, Deutsche Securities Asia Limited
Qiong (SFC:AYY899) Wu
CE AYY899 - active, Deutsche Securities Asia Limited
Weijiang Wu
CE BQC919 - active, Deutsche Securities Asia Limited
Yang Wu
CE BHY416 - active, Deutsche Securities Asia Limited
Linyi Xu
CE BDT347 - active, Deutsche Securities Asia Limited
Mengjie Xu
CE BMX680 - active, Deutsche Securities Asia Limited
Tuyuan Xu
CE BSZ356 - active, Deutsche Securities Asia Limited
Jing (SFC:BXC469) Yang
CE BXC469 - active, Deutsche Securities Asia Limited
Zhenyu Yang
CE AHS855 - active, Deutsche Securities Asia Limited
Nora Shuk Ting Yeung
CE AXI393 - active, Deutsche Securities Asia Limited
Zhengyi Yu
CE BRQ073 - active, Deutsche Securities Asia Limited
Zhihao Yue
CE BGG949 - active, Deutsche Securities Asia Limited
Xiaoyan Zhang
CE BWW433 - active, Deutsche Securities Asia Limited
Yi (SFC:BLH577) Zhang
CE BLH577 - active, Deutsche Securities Asia Limited
Xun Zhao
CE BJU631 - active, Deutsche Securities Asia Limited
Jialin (SFC:BUB273) Zhou
CE BUB273 - active, Deutsche Securities Asia Limited
Mengen Zhou
CE BSX177 - active, Deutsche Securities Asia Limited
Lu (SFC:BWK907) Zou
CE BWK907 - active, Deutsche Securities Asia Limited
Kai (SFC:BGB450) Huang
CE BGB450 - active, Dingxin (Securities) Limited
Wa Cheung Tong
CE BAK537 - active, Dingxin (Securities) Limited
Wenchi Li
CE BVI105 - active, Dingxin (Securities) Limited
Yu (SFC:BRJ053) Han
CE BRJ053 - active, Donghai International Securities (Hong Kong) Limited
Chun Man Huang
CE AZD380 - active, Donghai International Securities (Hong Kong) Limited
Qinglin Li
CE BJT269 - active, Donghai International Asset Management (Hong Kong) Limited
Junjie Shi
CE BUC907 - active, Donghai International Securities (Hong Kong) Limited
Meng Tang
CE BUH636 - active, Donghai International Securities (Hong Kong) Limited
Jun For To
CE BIZ551 - active, Donghai International Securities (Hong Kong) Limited
Hao (SFC:BTT154) Wang
CE BTT154 - active, Donghai International Securities (Hong Kong) Limited
Qiaoshi Zheng
CE BNR824 - active, Donghai International Securities (Hong Kong) Limited
Jie Hao
CE BVJ862 - active, Dongxing Securities (Hong Kong) Company Limited
Ning Li
CE BEM063 - active, Dongxing Securities (Hong Kong) Asset Management Company Limited
Zaohui Kong
CE BPJ249 - active, Dongxing Securities (Hong Kong) Asset Management Company Limited
Yilun Wang
CE BVH848 - active, Dongxing Securities (Hong Kong) Asset Management Company Limited
Xi Wen
CE BUO860 - active, Dongxing Securities (Hong Kong) Asset Management Company Limited
Fan (SFC:BTT990) Yang
CE BTT990 - active, Dongxing Securities (Hong Kong) Company Limited
Haozhe Zhao
CE BTQ487 - active, Dongxing Securities (Hong Kong) Asset Management Company Limited
Siu Chit Hui
CE BQE539 - active, Dongxing Securities (Hong Kong) Company Limited
Kai Hong Lam
CE ACY903 - active, Dongxing Securities (Hong Kong) Company Limited
Ka Yiu Sin
CE BDP260 - active, Dongxing Securities (Hong Kong) Company Limited
Siu Nam Wong
CE ADM812 - active, Dongxing Securities (Hong Kong) Company Limited
Jianhua An
CE BWL895 - active, Dongxing Securities (Hong Kong) Company Limited
Yat Lam Chan
CE AOW942 - active, Dongxing Securities (Hong Kong) Company Limited
Mung Kiu Ching
CE BOF397 - active, Dongxing Securities (Hong Kong) Company Limited
Nan Duan
CE BSS005 - ceased
Tingting Gong
CE BUT926 - active, Dongxing Securities (Hong Kong) Company Limited
Xiaomeng Hou
CE BXC747 - active, Dongxing Securities (Hong Kong) Company Limited
Huaijin Li
CE BWF726 - active, Dongxing Securities (Hong Kong) Company Limited
Yuhao Liu
CE BWT097 - active, Dongxing Securities (Hong Kong) Company Limited
Di Mei
CE BIG357 - active, Dongxing Securities (Hong Kong) Company Limited
Ziyong Meng
CE BXF627 - active, Dongxing Securities (Hong Kong) Company Limited
Ke Tan
CE BML440 - active, Dongxing Securities (Hong Kong) Company Limited
Bixuan Wang
CE BND228 - active, Dongxing Securities (Hong Kong) Company Limited
Weixiang Wang
CE BXH530 - active, Dongxing Securities (Hong Kong) Company Limited
Yiran (SFC:BVS698) Wang
CE BVS698 - active, Dongxing Securities (Hong Kong) Company Limited
Yimo Xin
CE BJP596 - active, Dongxing Securities (Hong Kong) Company Limited
Xibo Xu
CE BUP730 - active, Dongxing Securities (Hong Kong) Company Limited
Jie Zeng
CE BQN348 - active, Dongxing Securities (Hong Kong) Company Limited
Ning (SFC:BTE943) Zhou
CE BTE943 - active, Dongxing Securities (Hong Kong) Company Limited
Ka Yau Leung
CE AEF848 - active, Dragon Legend Capital Limited
William Wai Hing Liu
CE AEQ575 - active, Dragon Legend Capital Limited
Hiu Man Wong
CE AMJ982 - active, Dragon Legend Capital Limited
Na Liu
CE BEC575 - active, Dragonstone Capital Management Limited
Cong Zhang
CE BLX820 - active, Dragonstone Capital Management Limited
Ke (SFC:BEL956) Zhang
CE BEL956 - active, Dragonstone Capital Management Limited
Zheqi Chen
CE BQJ928 - active, Dragonstone Capital Management Limited
Dingguo Dai
CE BUA916 - active, Dragonstone Capital Management Limited
Yang (SFC:BOD373) Lu
CE BOD373 - active, Dragonstone Capital Management Limited
Xiaojun Shang
CE APD484 - active, Dragonstone Capital Management Limited
Rongce Zhu
CE BMT422 - active, Dragonstone Capital Management Limited
Kwok Yan Cheung
CE AEJ164 - active, Duncan Futures Limited
Yu Hin (SFC:AZX593) Leung
CE AZX593 - active, Duncan Futures Limited
Jason Eng
CE BWN156 - active, Dymon Asia Capital (HK) Limited
Shung Kei Kenneth Kan
CE BWN157 - active, Dymon Asia Capital (HK) Limited
Geoffery Yuen Ann Lee
CE APQ242 - active, Dymon Asia Capital (HK) Limited
Jiabin Luo
CE AOB350 - active, Dymon Asia Capital (HK) Limited
Xiaofan Bai
CE BVF920 - active, Dymon Asia Capital (HK) Limited
Jong Wook Byun
CE BVF547 - active, Dymon Asia Capital (HK) Limited
Yin Fung Chan
CE AXQ403 - active, Dymon Asia Capital (HK) Limited
Cheng Chen
CE BLC897 - active, Dymon Asia Capital (HK) Limited
Hong-Wen Chen
CE AYU641 - active, Dymon Asia Capital (HK) Limited
Shimeng Chen
CE BNQ702 - active, Dymon Asia Capital (HK) Limited
Siwei (SFC:BRI243) Chen
CE BRI243 - active, Dymon Asia Capital (HK) Limited
Ian Chung
CE BOR246 - active, Dymon Asia Capital (HK) Limited
Fa Dai
CE BLK137 - active, Dymon Asia Capital (HK) Limited
Manish Garg
CE AKT480 - active, Dymon Asia Capital (HK) Limited
Haoping Hu
CE ARG359 - active, Dymon Asia Capital (HK) Limited
Eun Jung
CE BLV431 - active, Dymon Asia Capital (HK) Limited
Pau Lam Kim
CE BBM050 - active, Dymon Asia Capital (HK) Limited
Tsz Yu Kwok
CE BBS187 - active, Dymon Asia Capital (HK) Limited
Kin Lok Lau
CE BWL360 - active, Dymon Asia Capital (HK) Limited
Jiming Le
CE BUC183 - active, Dymon Asia Capital (HK) Limited
Boyi Li
CE BXA737 - active, Dymon Asia Capital (HK) Limited
Wenjing (SFC:AWZ394) Li
CE AWZ394 - active, Dymon Asia Capital (HK) Limited
Xiaotong Liang
CE BQE804 - active, Dymon Asia Capital (HK) Limited
Jiaxin (SFC:BXA608) Liu
CE BXA608 - active, Dymon Asia Capital (HK) Limited
Yiwei Liu
CE BGB396 - active, Dymon Asia Capital (HK) Limited
Qitian Luo
CE BQY943 - active, Dymon Asia Capital (HK) Limited
Kosuke Matsumoto
CE BBR204 - active, Dymon Asia Capital (HK) Limited
Hee Chang Moon
CE BHS091 - active, Dymon Asia Capital (HK) Limited
Jiahao Pan
CE BNF786 - active, Dymon Asia Capital (HK) Limited
Weifeng Peng
CE AYJ720 - active, Dymon Asia Capital (HK) Limited
Marcus Duncan Sew Hoy
CE BUT194 - active, Dymon Asia Capital (HK) Limited
Yuqian Shangguan
CE BVC340 - active, Dymon Asia Capital (HK) Limited
Ying (SFC:AZQ933) Shao
CE AZQ933 - active, Dymon Asia Capital (HK) Limited
Peng Shen
CE ATI393 - active, Dymon Asia Capital (HK) Limited
Xiaoqing Shi
CE BHY233 - active, Dymon Asia Capital (HK) Limited
Zhenyao Song
CE BRS249 - active, Dymon Asia Capital (HK) Limited
Steven Chen Sun
CE AOT702 - active, Dymon Asia Capital (HK) Limited
Jezreel Swee Ling Tan
CE BTM318 - active, Dymon Asia Capital (HK) Limited
Lin (SFC:AVY842) Tang
CE AVY842 - active, Dymon Asia Capital (HK) Limited
Fan (SFC:BVU306) Wang
CE BVU306 - active, Dymon Asia Capital (HK) Limited
Jing (SFC:BRT505) Wang
CE BRT505 - active, Dymon Asia Capital (HK) Limited
Shiyuan Wang
CE BPR524 - active, Dymon Asia Capital (HK) Limited
Tianyu (SFC:BFA661) Wang
CE BFA661 - active, Dymon Asia Capital (HK) Limited
Yibo (SFC:BWT527) Wang
CE BWT527 - active, Dymon Asia Capital (HK) Limited
Zhenghui Wei
CE ATY167 - active, Dymon Asia Capital (HK) Limited
Bangxian Wu
CE BQP573 - active, Dymon Asia Capital (HK) Limited
Lei (SFC:BRE780) Xu
CE BRE780 - active, Dymon Asia Capital (HK) Limited
Ruiyi Xu
CE BLM930 - active, Dymon Asia Capital (HK) Limited
Wei Yan
CE BMV569 - active, Dymon Asia Capital (HK) Limited
Shizhe Yang
CE BVL773 - active, Dymon Asia Capital (HK) Limited
Zhuo Yang
CE BHQ357 - active, Dymon Asia Capital (HK) Limited
Qian Yao
CE BQV899 - active, Dymon Asia Capital (HK) Limited
Cheng Che Yeh
CE BWE423 - active, Dymon Asia Capital (HK) Limited
Yilan Zhang
CE BEE664 - active, Dymon Asia Capital (HK) Limited
Junke Zhong
CE BOG315 - active, Dymon Asia Capital (HK) Limited
Cicong Zhou
CE BJD163 - active, Dymon Asia Capital (HK) Limited
Tiantian Zhou
CE BLR398 - active, Dymon Asia Capital (HK) Limited
Yiying Zhou
CE BGH142 - active, Dymon Asia Capital (HK) Limited
Desmond Kin Man Lee
CE AFK515 - active, Dynasty Alliance Investment Management Limited
Spencer Yu Cheong Leung
CE AML738 - ceased
Yong Wang
CE AOM636 - active, Dynasty Alliance Investment Management Limited
Yan Kei Christine Wong
CE BKD487 - active, Dynasty Alliance Investment Management Limited
Katherine Ching Yu Chan
CE ALS696 - active, Dynasty Alliance Investment Management Limited
Freda Fun Chan
CE ALQ500 - active, Dynasty Alliance Investment Management Limited
Ka Ching Chan
CE BPY831 - active, Dynasty Alliance Investment Management Limited
Tat Wai Chan
CE AFS989 - active, Dynasty Alliance Investment Management Limited
Tai Ying Chiu
CE BRD485 - active, Dynasty Alliance Investment Management Limited
Tin Ki Chiu
CE BVP775 - active, Dynasty Alliance Investment Management Limited
Chi Hung Chow
CE BRC058 - active, Dynasty Alliance Investment Management Limited
Ka Wai (SFC:BOD914) Fan
CE BOD914 - active, Dynasty Alliance Investment Management Limited
Chi Foon Fung
CE BWI021 - active, Dynasty Alliance Investment Management Limited
Sing Fai Go
CE ACH859 - active, Dynasty Alliance Investment Management Limited
Wen Yi Ho
CE BTB417 - active, Dynasty Alliance Investment Management Limited
Yat Chin Edwin Hon
CE BWF060 - active, Dynasty Alliance Investment Management Limited
Chung Yeung Gary Hong
CE BWZ305 - active, Dynasty Alliance Investment Management Limited
On Kei Hui
CE BQF970 - active, Dynasty Alliance Investment Management Limited
Ming Ngai Ronald Kwong
CE BNV484 - active, Dynasty Alliance Investment Management Limited