Hong Kong SFC Licensed Individuals Directory

Yechuan Sun CE BAB283 - ceased Palbinder Sandhu CE BAB479 - ceased Stephanie Par Lum So CE BAC068 - ceased Sandeep Singh Sodhi CE BAC516 - ceased Navin Suri CE BAD417 - ceased Muk Fei Denny Suen CE BAD787 - ceased James Howell Selway CE BAE026 - ceased Shane Gordon Steinberg CE BAE182 - ceased Shan Sun CE BAE706 - ceased Peter Karl Schaedler CE BAF049 - ceased Feiyan Song CE BAF091 - ceased Chi Yan So CE BAF170 - ceased Mohammed Yahia Sbihi CE BAF377 - ceased Wing Yiu Siu CE BAF477 - ceased Edoardo Spina CE BAG342 - ceased Reinout Hendrik Schakel CE BAG390 - ceased Wing Sze Sung CE BAG443 - ceased Shawn Robert Steel CE BAH356 - ceased Bryan Jacob Smith CE BAH360 - ceased Srimanta Kumar Sahu CE BAH600 - ceased Wai Man Szeto CE BAH721 - ceased Daniel Suissa CE BAH960 - ceased Chun Yu Shen CE BAH994 - ceased Mei Suet Siu CE BAI004 - ceased Wing Shan Susanna So CE BAI830 - ceased Wing Chun Shum CE BAI858 - ceased Derek James Ian Stanwell CE BAK498 - ceased Janan Rebecca Shelton CE BAK851 - ceased Eik Hung Soong CE BAK958 - ceased Jamie Richard Sambruck CE BAL429 - ceased Frank Antoine Vanon Sylvain CE BAL553 - ceased Junji Sakurada CE BAL557 - ceased Xiaodi Sun CE BAM801 - ceased Chih-Pin Su CE BAM807 - ceased Gisuk Song CE BAM916 - ceased Hon Tak Shu CE BAN047 - ceased Avinash Deepak Satwalekar CE BAN091 - ceased Tomo Sakamoto CE BAN144 - ceased Alfred Ronald Sou CE BAN234 - ceased Michael Sanders CE BAO413 - ceased Marc Nathan Socker CE BAO701 - ceased Ali Saadat Melli CE BAO796 - ceased William Sun CE BAO813 - ceased Sreekrishnan Sankar CE BAP018 - ceased Ming Wong Shih CE BAP126 - ceased Wataru Saita CE BAP993 - ceased Yijiang Sun CE BAQ096 - ceased Yongyi Song CE BAQ400 - ceased Guang Su CE BAQ946 - ceased Darong Su CE BAQ972 - ceased Arvid Streimann CE BAQ993 - ceased Kenneth Kwan Ho Sit CE BAR103 - ceased Marc Oliver Christopher Syz CE BAS639 - ceased Daisy Suryo CE BAT750 - ceased Ka Wah Sum CE BAT751 - ceased Wing Yi Sham CE BAT873 - ceased Matthew James Spence CE BAT875 - ceased Abhirukt Narain Sapru CE BAU225 - ceased Yohei Shigemasa CE BAV396 - ceased Michael Samir Shafik CE BAW673 - ceased Christopher Striesow CE BAW934 - ceased Cheng Po Sit CE BAX113 - ceased Ka Shun So CE BAX126 - ceased Yang (SFC:BAX620) Shen CE BAX620 - ceased Qianqian Shi CE BAX637 - ceased Wing Tim So CE BAY293 - ceased David Shin CE BAZ562 - ceased Ho Yi Suen CE BAZ565 - ceased Weiguang Song CE BAZ639 - ceased Paul Emmanuel Marie Strauss CE BAZ866 - ceased Naoki Shibuya CE BBA100 - ceased Wei (SFC:BBA381) Shang CE BBA381 - ceased Helen Man Ying Shek CE BBA734 - ceased Siyuan Si CE BBA760 - ceased Hermann Arnold Spellmann CE BBB329 - ceased Kushagra Sharma CE BBD143 - ceased Yuyeol Seong CE BBD271 - ceased Till Schneider CE BBD753 - ceased Yoshio Shimomura CE BBD960 - ceased Niraj Samip Shah CE BBE387 - ceased Andrew Geoffrey Scott CE BBE397 - ceased Xiya Song CE BBE452 - ceased Scott Nicholas Schmitz CE BBE753 - ceased Jonathan Gabrjel Sequeira CE BBF275 - ceased Linda Wu Sun Mattison CE BBF677 - ceased Rishi Vickram Singh CE BBF691 - ceased Ka Yi Shum CE BBG283 - ceased Magii Ching Man Suen CE BBG317 - ceased Sheung Yin Sin CE BBG563 - ceased Wai Sum Sun CE BBG940 - ceased Vinay Kumar Salwan CE BBG969 - ceased Takaya Sekine CE BBG993 - ceased Zhiqian Shen CE BBH319 - ceased Qian (SFC:BBH325) Shi CE BBH325 - ceased Chung So CE BBH466 - ceased Wakako Sato CE BBI874 - ceased Vaibhav Singh CE BBJ063 - ceased Glenda Ying Ying So CE BBJ291 - ceased Tingting Sun CE BBJ509 - ceased Jan James Schiedel CE BBJ576 - ceased Yuk Ha Shum CE BBJ585 - ceased Man Na So CE BBJ588 - ceased Michinari Sakai CE BBJ611 - ceased Ping Sun CE BBJ614 - ceased Anisha Singhal CE BBJ675 - ceased Yuri Serov CE BBJ694 - ceased Jingwei Sun CE BBK037 - ceased Alexandrina Sapunova CE BBK047 - ceased Hunter Prescott Schenk CE BBK149 - ceased Yuan (SFC:BBK187) Sun CE BBK187 - ceased Inna Aleksandra Shaykevich CE BBK336 - ceased Neil Peter Sedgwick-Dwane CE BBL197 - ceased Stuart Spodek CE BBL378 - ceased Geoffrey Joseph Stockwell CE BBL831 - ceased Sonia Sidhom CE BBM222 - ceased Juha Ilmari Seppala CE BBM230 - ceased Samuel Othmar Suter CE BBN044 - ceased Kuk Fong Suen CE BBN097 - ceased Kai Yung Siu CE BBN902 - ceased Atef Souki CE BBO923 - ceased Kidong Shin CE BBP297 - ceased Yue Tin So CE BBP308 - ceased Emily Man Yee Siu CE BBP366 - ceased Zhengxuan Shi CE BBP549 - ceased Thomas Schmid CE BBP689 - ceased Yuhao Shen CE BBQ042 - ceased Ching Siu CE BBQ216 - ceased Cleo Yeung Sham CE BBQ335 - ceased Shiyu Shao CE BBQ354 - ceased Adam Armstrong Simson CE BBQ429 - ceased Ho Kei Szeto CE BBQ497 - ceased Nashoba Krishnamurthy Santhanam CE BBQ606 - ceased Yuan Song CE BBQ722 - ceased Rachel Siu CE BBQ749 - ceased Jack Zheng Sun CE BBQ931 - ceased Estee M.Y. Sham CE BBR085 - ceased Joshua Paul Sonneland CE BBR119 - ceased Ji Sun CE BBR305 - ceased Ka Kit Sin CE BBR325 - ceased Yiding Sun CE BBR448 - ceased Marcos Sandler CE BBS447 - ceased David Charles Saunders CE BBS456 - ceased Zhifei Su CE BBS474 - ceased Sagar Jayesh Shah CE BBS742 - ceased Michael Duff Simpson CE BBS861 - ceased Timothy Scholefield CE BBS865 - ceased Michael Le Song CE BBT292 - ceased Hua Su CE BBT295 - ceased Ka Yin So CE BBT498 - ceased Yixiao Sun CE BBT526 - active, China Securities (International) Brokerage Company Limited Thomas See CE BBT565 - ceased Daniel Setzman CE BBT746 - ceased Andrew Scott CE BBT921 - ceased Jiawei She CE BBT997 - ceased Chun Yin Shum CE BBU125 - ceased Kyu-Jin Shim CE BBU297 - ceased Yuqing Shen CE BBU309 - ceased Yining (SFC:BBU710) Sun CE BBU710 - ceased Yiqing Sun CE BBU727 - ceased Haoqin Shen CE BBU988 - ceased Sandeep Singh Sagoo CE BBV860 - ceased Alan Koon Ho Shum CE BBV882 - ceased Guy Bruce Stern CE BBW022 - ceased Kay Kay So CE BBW582 - ceased Dong-Wook Shin CE BBX568 - ceased Yugon Sohn CE BBX830 - ceased Katsuhiko Sakata CE BBY595 - ceased Chik Lim Jerry Sze CE BBY741 - ceased Jeffery John Schutes CE BBZ168 - ceased Jin Won Suh CE BBZ479 - ceased Ji (SFC:BBZ611) Shi CE BBZ611 - ceased Jon Olof Sandstrom CE BCA039 - ceased Gautam Sadana CE BCA266 - ceased Yasuharu Sugimura CE BCB789 - ceased Olivia Oi Yee Shum CE BCB845 - ceased Yi (SFC:BCC489) Sun CE BCC489 - ceased Yuxi Song CE BCC505 - ceased Richard John Sennitt CE BCC970 - ceased Tianyi (SFC:BCD129) Su CE BCD129 - ceased Malavika Shanker CE BCD228 - ceased Pengcheng Sun CE BCD279 - ceased Feng (SFC:BCE968) Shi CE BCE968 - ceased Jieru Shen CE BCF394 - ceased Wei Yu Su CE BCF819 - ceased Victor Lai Kit Seng CE BCF869 - ceased Chi Wai Sung CE BCF957 - ceased Amanita Singh CE BCG280 - ceased Amy Pui Ling Siu CE BCG399 - ceased Cheuk Ying Siu CE BCG522 - ceased Deepak Subramani CE BCH627 - ceased Harold Alan Schwartz III CE BCI160 - ceased Tetsuya Shimode CE BCI692 - ceased Chenhui She CE BCJ373 - ceased Kenric Singhakowin CE BCK830 - ceased Rakesh Sethia CE BCL311 - ceased Melissa Ann Stone CE BCN935 - ceased Jiajun Shi CE BCO714 - ceased Xiao Song CE BCP019 - ceased Stuart Duncan Simmonds CE BCP839 - ceased Chun Yann Seow CE BCQ302 - ceased Can Shao CE BCQ776 - ceased Arun Subrahmanyam CE BCQ965 - ceased Peiyi Shao CE BCR033 - ceased Yu Hin So CE BCR051 - ceased Yat Tung Shum CE BCS471 - ceased Hyunsu Shigetomi CE BCT026 - ceased Jiro Seguchi CE BCT419 - ceased Ci Song CE BCT672 - ceased Zhouchuan Sun CE BCT989 - ceased Jasjit Singh Sobti CE BCU294 - ceased Che Shing So CE BCU729 - ceased Tsz Hin Shu CE BCU788 - ceased Apoorva Shah CE BCV077 - ceased Paula Stibbe CE BCV134 - ceased Seema Saigal CE BCV276 - ceased Wen Ting Shih CE BCV462 - ceased Cheuk On Shum CE BCV532 - ceased Poonam Sandya Surrun CE BCW813 - ceased Alysha Salinger CE BCY111 - ceased Carol Wen Szeto CE BCY116 - ceased Tsz To So CE BCZ064 - ceased Matthew Byron Shafer CE BCZ149 - ceased Guyve Aria Jean Sardari CE BCZ179 - ceased Stanley Wing Yin Shek CE BCZ812 - active, JPMorgan Funds (Asia) Limited Patrick James Steele CE BCZ920 - ceased Chun Hay Wilson Sung CE BDA458 - ceased Fung Kei So CE BDA620 - ceased Yohei Shoji CE BDA814 - ceased Andrew Paterson Sheets CE BDC115 - ceased Ping Ting Sin CE BDC386 - ceased Kai Shao CE BDC479 - ceased Yin Shen CE BDC626 - ceased Wen Yih Sheu CE BDC770 - ceased Fang Shi CE BDD154 - ceased Stephen Bryant Shin CE BDE596 - ceased Hui (SFC:BDE640) Shen CE BDE640 - ceased Robert Patrick Gordon Stewart CE BDF019 - ceased Minmin Song CE BDF036 - ceased Yohei Sonoyama CE BDF271 - ceased Sang Woo Song CE BDF612 - ceased Hiu Nam Shek CE BDF750 - ceased Suet Lam So CE BDH015 - ceased Lawrence Joel Sugarman CE BDH042 - ceased Kyohei Shino CE BDH927 - ceased Won Bin Suh CE BDH938 - ceased Benjamin Christophe Soumagne CE BDI336 - ceased Shi Sha CE BDJ020 - ceased Hubin Song CE BDJ828 - ceased Wanxing Sun CE BDJ929 - ceased Noboru Suzuki CE BDK935 - ceased