Chun Yin Shum
岑俊賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Yin Shum (岑俊賢), a licensed former licensee with CE reference BBU125. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-30 | 2015-07-25 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-08-30 | 2015-07-25 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-30 | 2015-07-25 |