Yin Shen
沈音
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Shen (沈音), a licensed former licensee with CE reference BDC626. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-31 | 2021-08-06 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-03-31 | 2021-08-06 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-20 | 2016-02-11 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-20 | 2016-02-11 |