Ho Yi Suen
孫可兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yi Suen (孫可兒), a licensed former licensee with CE reference BAZ565. This person has 10.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ZJKF Securities Investment (Hong Kong) Limited 張金證券投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2021-09-20 | 2023-05-17 |
| ZJKF Securities Investment (Hong Kong) Limited 張金證券投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2020-07-02 | 2023-05-17 |
| Yellow River Securities Limited 黃河證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-06-01 | 2020-07-01 |
| Koala Securities Limited 樹熊證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-07 | 2017-05-31 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 4 - Advising on securities | 2014-12-29 | 2015-12-01 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-11 | 2015-12-01 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-11 | 2013-05-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Yi Suen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.