Alexandrina Sapunova
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexandrina Sapunova ( ), a licensed former licensee with CE reference BBK047. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-11-29 | 2024-12-03 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2024-11-29 | 2024-12-03 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-05-12 | 2023-05-16 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2023-05-12 | 2023-05-16 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-01-07 | 2019-01-11 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2019-01-07 | 2019-01-11 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-06-15 | 2018-06-23 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2018-06-15 | 2018-06-23 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-09-11 | 2017-09-15 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2017-09-11 | 2017-09-15 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2013-06-10 | 2016-05-20 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2013-06-10 | 2016-05-20 |