Jin Won Suh
徐振源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jin Won Suh (徐振源), a licensed former licensee with CE reference BBZ479. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-30 | 2020-04-29 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-01-30 | 2020-04-29 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-01-30 | 2020-04-29 |
| South Mountain Asset Management Limited |
RO | Type 9 — Asset management | 2017-06-22 | 2017-11-24 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-01 | 2018-01-30 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 9 — Asset management | 2017-03-01 | 2020-04-29 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
RO | Type 9 — Asset management | 2017-02-07 | 2017-02-28 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-22 | 2017-02-28 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-10-30 | 2017-02-07 |