Jiro Seguchi
瀨口二郎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jiro Seguchi (瀨口二郎), a licensed former licensee with CE reference BCT419. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-01-30 | 2017-04-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-01-30 | 2017-04-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-01-30 | 2017-04-25 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2014-01-30 | 2017-04-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2014-01-30 | 2017-04-25 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2014-01-30 | 2017-04-25 |