Michael Samir Shafik

CE No. BAW673 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Samir Shafik (), a licensed former licensee with CE reference BAW673. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Goldman Sachs (Asia) Securities Limited
高盛(亞洲)證券有限公司
Rep Type 2 - Dealing in futures contracts 2016-10-11 2017-05-05
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 1 - Dealing in securities 2014-04-17 2017-05-05
Goldman Sachs Futures (Asia) Limited
高盛期貨(亞洲)有限公司
Rep Type 2 - Dealing in futures contracts 2014-04-17 2016-10-10
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 1 - Dealing in securities 2013-05-27 2013-08-27
Goldman Sachs Futures (Asia) Limited
高盛期貨(亞洲)有限公司
Rep Type 2 - Dealing in futures contracts 2013-05-27 2013-08-27
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 1 - Dealing in securities 2013-02-25 2013-05-25
Goldman Sachs Futures (Asia) Limited
高盛期貨(亞洲)有限公司
Rep Type 2 - Dealing in futures contracts 2013-02-25 2013-05-25

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