Alfred Ronald Sou
仇夢軒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alfred Ronald Sou (仇夢軒), a licensed former licensee with CE reference BAN234. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asian Capital Limited 卓亞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-19 | 2021-11-30 |
| Asian Capital Limited 卓亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-12-18 | 2021-11-30 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 9 — Asset management | 2016-02-01 | 2017-12-08 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-20 | 2017-12-08 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-04-20 | 2017-12-08 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-22 | 2015-04-02 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-08-15 | 2015-04-02 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-18 | 2013-05-25 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-18 | 2013-05-25 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-12-18 | 2013-05-25 |