Lawrence Joel Sugarman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lawrence Joel Sugarman ( ), a licensed former licensee with CE reference BDH042. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-09-07 | 2017-09-15 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-09-08 | 2015-09-12 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2014-04-24 | 2014-05-01 |