Shawn Robert Steel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shawn Robert Steel ( ), a licensed former licensee with CE reference BAH356. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-17 | 2016-06-28 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2016-06-17 | 2016-06-28 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-08 | 2012-11-08 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-10-08 | 2012-11-08 |