Ka Wah Sum
沈嘉華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wah Sum (沈嘉華), a licensed former licensee with CE reference BAT751. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-16 | 2014-01-04 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-16 | 2014-01-04 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-01-16 | 2014-01-04 |