Alan Koon Ho Shum
沈冠豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Koon Ho Shum (沈冠豪), a licensed former licensee with CE reference BBV882. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Well Link International Securities Limited 立橋國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-12-14 | 2021-08-15 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
RO | Type 4 — Advising on securities | 2020-12-14 | 2021-08-15 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-12-09 | 2020-09-09 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-12-09 | 2021-08-15 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
RO | Type 4 — Advising on securities | 2019-12-09 | 2020-09-09 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-12-09 | 2021-08-15 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-06 | 2019-07-31 |
| Hung Sing Futures Limited 鴻昇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-12-06 | 2019-07-31 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2016-03-21 | 2017-11-16 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-21 | 2017-11-16 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-10-21 | 2017-11-16 |