Thomas See
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas See ( ), a licensed former licensee with CE reference BBT565. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-01-25 | 2016-01-26 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-02-04 | 2015-02-05 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-11-12 | 2014-11-14 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-12-04 | 2013-12-06 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-08-26 | 2013-08-28 |