Hon Tak Shu
徐漢德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Tak Shu (徐漢德), a licensed former licensee with CE reference BAN047. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2012-11-27 | 2016-12-14 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2012-11-27 | 2014-02-14 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2012-11-27 | 2014-02-24 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2012-11-27 | 2014-02-24 |