Tetsuya Shimode
下出哲也
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tetsuya Shimode (下出哲也), a licensed former licensee with CE reference BCI692. This person has 7.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-10-01 | 2021-04-01 |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-10-01 | 2021-04-01 |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2019-10-01 | 2021-04-01 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2016-12-19 | 2019-09-30 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2014-01-24 | 2019-09-30 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
RO | Type 9 - Asset management | 2014-01-24 | 2019-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tetsuya Shimode during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.