Yoshio Shimomura
下村吉男
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yoshio Shimomura (下村吉男), a licensed former licensee with CE reference BBD960. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-09-21 | 2022-06-24 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-26 | 2022-06-24 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-18 | 2021-08-13 |