Suet Lam So
蘇雪琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suet Lam So (蘇雪琳), a licensed former licensee with CE reference BDH015. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-06-04 | 2020-12-11 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-25 | 2020-12-11 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-25 | 2020-12-11 |
| Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-01-25 | 2019-11-30 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-07 | 2016-05-31 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-10 | 2015-11-18 |