Suet Lam So

蘇雪琳
CE No. BDH015 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suet Lam So (蘇雪琳), a licensed former licensee with CE reference BDH015. This person has 6.0 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
Haitong International Capital Limited
海通國際資本有限公司
Rep Type 6 - Advising on corporate finance 2020-06-04 2020-12-11
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 1 - Dealing in securities 2017-01-25 2020-12-11
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 4 - Advising on securities 2017-01-25 2020-12-11
Haitong International Capital (HK) Limited
海通國際融資(香港)有限公司
Rep Type 6 - Advising on corporate finance 2017-01-25 2019-11-30
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 4 - Advising on securities 2015-12-07 2016-05-31
Guosen Securities (HK) Brokerage Company, Limited
國信證券(香港)經紀有限公司
Rep Type 4 - Advising on securities 2014-04-10 2015-11-18

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Suet Lam So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Zheng Huang Haitong International Capital (HK) Limited 2017–2019
Cheung On Tsui Haitong International Capital (HK) Limited 2017–2019
Wai Kho Haitong International Capital (HK) Limited 2017–2019
Ming Ming Cheung Haitong International Capital (HK) Limited 2017–2019
Jianfeng Sun Haitong International Capital (HK) Limited 2017–2019
Chun Pong Lee Haitong International Capital (HK) Limited 2017–2019
Yufeng He Haitong International Capital (HK) Limited 2017–2019
Rui Zhu Haitong International Capital (HK) Limited 2017–2018
Ping Shi Haitong International Capital (HK) Limited 2017–2018
Chuxiong Yan Haitong International Capital (HK) Limited 2017–2018
Zhixia Lin Haitong International Capital (HK) Limited 2017–2018
Po Sum Yeung Haitong International Capital (HK) Limited 2017–2018
Zhen Yu Liang Haitong International Capital (HK) Limited 2017–2018
Hoi Yip Yiu Haitong International Capital (HK) Limited 2018–2019
Liwen Li Haitong International Capital (HK) Limited 2018–2019
Ziheng Su Haitong International Capital (HK) Limited 2018–2019
Junyang Zhou Guosen Securities (HK) Brokerage Company, Limited 2014–2015
Zhonghui Gan Guosen Securities (HK) Brokerage Company, Limited 2014–2015
King Cheung Wong Guosen Securities (HK) Brokerage Company, Limited 2014–2015
Cuiping Lu Guosen Securities (HK) Brokerage Company, Limited 2014–2015
Explore the interactive colleague network →

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