Carol Wen Szeto
司徒雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carol Wen Szeto (司徒雯), CE reference BCY116. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CPPIB Asia Inc. | Rep | Type 1 — Dealing in securities | 2019-06-05 | 2023-06-30 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2017-07-13 | 2017-08-14 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2017-07-13 | 2017-08-14 |
| Partners Capital Asia Limited |
Rep | Type 1 — Dealing in securities | 2014-02-17 | 2015-11-30 |
| Partners Capital Asia Limited |
Rep | Type 4 — Advising on securities | 2014-02-17 | 2015-11-30 |