Chik Lim Jerry Sze
施積鐮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chik Lim Jerry Sze (施積鐮), a licensed former licensee with CE reference BBY741. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| iTrade Securities Investment Limited 美信證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-31 | 2018-09-10 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-28 | 2017-05-04 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-07 | 2017-05-04 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-25 | 2015-04-27 |
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 4 — Advising on securities | 2014-02-13 | 2014-11-28 |
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2014-02-13 | 2014-11-28 |
| Cardinalasia Consulting Limited 珈迪璐亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-22 | 2013-12-03 |