Victor Lai Kit Seng
沈禮傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Victor Lai Kit Seng (沈禮傑), a licensed former licensee with CE reference BCF869. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-10 | 2023-01-02 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-10 | 2023-01-02 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-06-10 | 2023-01-02 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-07-31 | 2018-04-30 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-26 | 2018-04-30 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-06 | 2015-06-09 |