David Shin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Shin, a licensed former licensee with CE reference BAZ562. This person has 1.8 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-13 | 2015-01-09 |