Yohei Sonoyama
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yohei Sonoyama ( ), a licensed former licensee with CE reference BDF271. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-04-04 | 2018-04-30 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2018-04-04 | 2018-04-30 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-10-20 | 2016-10-26 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2016-10-20 | 2016-10-26 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2014-04-04 | 2016-05-20 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2014-04-04 | 2016-05-20 |