Yohei Sonoyama
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yohei Sonoyama, a licensed former licensee with CE reference BDF271. This person has 2.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-04-04 | 2018-04-30 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2018-04-04 | 2018-04-30 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-10-20 | 2016-10-26 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2016-10-20 | 2016-10-26 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2014-04-04 | 2016-05-20 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2014-04-04 | 2016-05-20 |