Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Kenneth Wing Yuen Yick
CE ADU680 - active, UOB Kay Hian (Hong Kong) Limited
Wai Tak Yu
CE BLV461 - active, UOB Kay Hian Futures (Hong Kong) Limited
Zhongqing Yuan
CE BVU804 - active, UOB Kay Hian (Hong Kong) Limited
Chung Man Yum
CE BCU260 - active, UOB Kay Hian (Hong Kong) Limited
Jinhui (SFC:BVS556) Zhang
CE BVS556 - active, UOB Kay Hian (Hong Kong) Limited
Qing (SFC:BSA320) Zhang
CE BSA320 - active, UOB Kay Hian (Hong Kong) Limited
Yifan (SFC:BUT470) Zhang
CE BUT470 - active, UOB Kay Hian (Hong Kong) Limited
Ziyang Zhang
CE BVS001 - active, UOB Kay Hian (Hong Kong) Limited
Zuoning Zhang
CE BVN544 - ceased
Xiaolan Zhao
CE AGB746 - active, UOB Kay Hian (Hong Kong) Limited
Hong Zheng
CE BTW610 - active, UOB Kay Hian (Hong Kong) Limited
Shutao Zheng
CE BTH057 - active, UOB Kay Hian (Hong Kong) Limited
Si Li Bobbie Chou
CE AMX431 - active, UZen Securities Limited
Tak Chun Ling
CE AAA405 - active, UZen Securities Limited
Yao (SFC:BCH358) Xiao
CE BCH358 - active, UZen Securities Limited
Yuze Luan
CE BVI688 - active, UZen Securities Limited
Yixuan Shu
CE BUC865 - active, Ubiquant Asset Management Co., Limited
Yufei Sun
CE BDD516 - active, Ubiquant Asset Management Co., Limited
Yan (SFC:BJU327) Zhang
CE BJU327 - active, Ubiquant Asset Management Co., Limited
Zhongwei Chen
CE BUC137 - active, Ubiquant Asset Management Co., Limited
Ling Ding
CE BJB899 - active, Ubiquant Asset Management Co., Limited
Wai Ling (SFC:BUX873) Hui
CE BUX873 - active, Ubiquant Asset Management Co., Limited
Kin Yeung Ng
CE BSV524 - active, Ubiquant Asset Management Co., Limited
Ching Yee Wong
CE AVP181 - active, Ubiquant Asset Management Co., Limited
Ho Yin (SFC:BPW957) Wong
CE BPW957 - active, Ubiquant Asset Management Co., Limited
Zhong (SFC:BSX692) Li
CE BSX692 - active, Uluwatu Limited
Robert Edwin Sheridan III
CE BAK880 - active, Uluwatu Limited
Colin Kar Lun Chan
CE ABY630 - active, Unicorn Securities Company Limited
Fang-Ming Jao
CE BEZ036 - active, Unicorn Securities Company Limited
Meng Yu Jao
CE ABZ024 - active, Unicorn Securities Company Limited
Shun-Hui Chiou
CE AOE660 - active, Unicorn Securities Company Limited
Joel Kin Pong Ho
CE ABR557 - active, Unicorn Securities Company Limited
Kuan Yu Lo
CE BVI565 - active, Unicorn Securities Company Limited
Yuet Wah So
CE AAZ239 - active, Unicorn Securities Company Limited
Hui-Chi Wang
CE AXT489 - active, Unicorn Securities Company Limited
Mei Yung Wong
CE AEJ314 - active, Unicorn Securities Company Limited
Chak Fai Lee
CE BFU996 - active, Union Insight Asset Management Limited
Yanling Shi
CE BTU823 - active, Union Insight Asset Management Limited
Xiang He
CE BVZ386 - active, Unity Capital Management Limited
Pak Kan Wong
CE AXK066 - active, Unity Capital Management Limited
Alexandre Lanoie
CE AXI794 - active, Universal Unite Wealth Management Limited
Ching Yat Yu
CE ABF946 - active, Universal Unite Wealth Management Limited
Yuk Ling Au
CE AQC419 - active, Universal Unite Wealth Management Limited
Samuel Shong Au-Yong
CE ACH857 - active, Upbest Assets Management Limited
Dennis Wing Kit Chow
CE ABN739 - active, Upbest Securities Company Limited
Vincent Yun Shing Woo
CE AQA799 - active, Upbest Assets Management Limited
Man Kin Chak
CE ARR345 - active, Upbest Commodities Company Limited
Kit Fung
CE ACV021 - active, Upbest Securities Company Limited
Man Sing Ling
CE AAA809 - active, Upbest Securities Company Limited
Tsang Kin Chan
CE AGK202 - active, Upbest Securities Company Limited
Tse Lan Chan
CE APJ615 - active, Upbest Securities Company Limited
Po Kee Cheng
CE AAY482 - active, Upbest Securities Company Limited
Chun Bong (SFC:APA429) Ho
CE APA429 - active, Upbest Securities Company Limited
Wing Shan Ho
CE AED583 - active, Upbest Securities Company Limited
Yui Fai Ko
CE ALA838 - active, Upbest Securities Company Limited
Kwei Yee Lau
CE AHR020 - active, Upbest Securities Company Limited
Sin Ching Lau
CE ABX754 - active, Upbest Securities Company Limited
King Chiu Li
CE ADX190 - active, Upbest Securities Company Limited
Chung Nin Lo
CE AFC272 - active, Upbest Securities Company Limited
Pui Shan Mak
CE AAV199 - active, Upbest Securities Company Limited
Kin Pong Man
CE ACN921 - active, Upbest Securities Company Limited
Yat Wai Ng
CE ATO211 - active, Upbest Securities Company Limited
Wai Tong Tong
CE ADK237 - active, Upbest Securities Company Limited
Hoi Tung Tsang
CE AGB906 - active, Upbest Securities Company Limited
Monita Pui Fong Tse
CE AAK678 - active, Upbest Securities Company Limited
Hak Ping Wong
CE AEX219 - active, Upbest Securities Company Limited
King Sun Wong
CE AAY616 - active, Upbest Securities Company Limited
Ping (SFC:ASS489) Wong
CE ASS489 - active, Upbest Securities Company Limited
Helen Yim How Wong
CE ADW624 - active, Upbest Securities Company Limited
Alan Ka Lun Yau
CE AEJ178 - active, Upbest Commodities Company Limited
Wai Hung Yu
CE AQS638 - active, Upbest Securities Company Limited
Hok Suen Hui
CE AAD574 - active, Upmax Securities Limited
Ricky Tim Lam
CE ABF282 - active, Upmax Securities Limited
Man Yu Lee
CE BAC300 - active, Upmax Securities Limited
Sung Yin Lee
CE ABF791 - active, Upmax Securities Limited
Tung Ching Chan
CE AGO268 - active, Upmax Securities Limited
Rebecca Sze Ming Cheng
CE AAE443 - active, Upmax Securities Limited
Yiu Wah Chiu
CE AAD106 - active, Upmax Securities Limited
Heung Chin Chui
CE ANQ230 - active, Upmax Securities Limited
Derek Yin Kui Wong
CE AMB370 - active, Upmax Securities Limited
Maurice Wai Man Lee
CE AEK543 - active, VBG Asset Management Limited
Kong Kit Tsang
CE AIW318 - active, VBG Asset Management Limited
Hiu Shan Chan
CE AXG598 - active, VBG Capital Limited
Ringo Wing Kun Hui
CE ANG409 - active, VBG Capital Limited
Jun Heem Mo
CE BIN246 - ceased
Ruoh Chi Sing
CE AJK773 - active, VBG Capital Limited
Peiyu Chiang
CE BWZ558 - active, VBG Capital Limited
Shuk Wai Chu
CE BRI312 - active, VBG Capital Limited
Wai Yan Yanny Chu
CE BIQ626 - active, VBG Capital Limited
Hung Chun Curtus Kwan
CE BNQ997 - ceased
Qi Shu Duhbe Li
CE BWL846 - active, VBG Capital Limited
Wai Yiu Mok
CE BXJ537 - active, VBG Capital Limited
Siu Hung (SFC:AQE760) Wong
CE AQE760 - active, VBG Capital Limited
Chi Ying Yu
CE BXC068 - active, VBG Capital Limited
Jiashou Zheng
CE BOL158 - active, VBG Capital Limited
Peter Yiu Man Fu
CE AAC370 - active, VC Brokerage Limited
Kam Pui Leung
CE ADS532 - active, VC Brokerage Limited
Hua Qian
CE BME617 - active, VC International Asset Management Limited
Chi Ming (SFC:ARO281) Wong
CE ARO281 - active, VC Brokerage Limited
Chi Wai (SFC:AAC109) Chan
CE AAC109 - active, VC Brokerage Limited
Chi Ho (SFC:ABH320) Leung
CE ABH320 - ceased
Tommy Leung Heung Ong
CE BMR949 - active, VC International Asset Management Limited
Nga Lan Tin
CE AGJ581 - active, VC Brokerage Limited
Sat Pan Sdanty Wong
CE AXZ190 - active, VC Brokerage Limited
Yujia Zhu
CE BRX935 - active, VC International Asset Management Limited
Ginny Wing Man Ho
CE AKT328 - active, VC Capital Limited
Chi Ho Mak
CE AHT286 - active, VC Capital Limited
Ying Chun Leung
CE BLI477 - active, VC International Asset Management Limited
Peiyin Li
CE BVW254 - active, VC Capital Limited
Johnson Wai Hong Yu
CE BAD307 - active, VC International Asset Management Limited
Geng Chen
CE BCN383 - active, VERACITY INVESTMENT CO., LIMITED
Xuemin Gong
CE BJR219 - active, VERACITY INVESTMENT CO., LIMITED
Chang (SFC:BUM722) Li
CE BUM722 - active, VERACITY INVESTMENT CO., LIMITED
Qiang (SFC:BWG982) Chen
CE BWG982 - active, VERACITY INVESTMENT CO., LIMITED
Jun Dai
CE BWO574 - active, VERACITY INVESTMENT CO., LIMITED
Lei (SFC:BWB806) Huang
CE BWB806 - ceased
Kan Li
CE BWG981 - active, VERACITY INVESTMENT CO., LIMITED
Jiahua (SFC:BVC483) Lu
CE BVC483 - active, VERACITY INVESTMENT CO., LIMITED
Weifen Shen
CE BHX436 - active, VERACITY INVESTMENT CO., LIMITED
Yixiao Zhang
CE BWR195 - ceased
Wenxiang Zhao
CE BWE148 - active, VERACITY INVESTMENT CO., LIMITED
Gary Kai Tai Pun
CE ABY088 - active, VI Asset Management Company Limited
Geng Xin
CE BPA015 - active, VI Asset Management Company Limited
Ying Kit Steven Chan
CE BSF686 - active, VI Asset Management Company Limited
Samuel Brian Clothier
CE BEF903 - active, VI Asset Management Company Limited
Chun Kit Mak
CE BRP078 - active, VI Asset Management Company Limited
Hongfei Yan
CE BVK077 - active, VI Asset Management Company Limited
Weiqiong Zhu
CE BXH605 - active, VI Asset Management Company Limited
Chung Hei Hung
CE BAY484 - active, VL Asset Management Limited
Siu Yeung Lam
CE AFU193 - active, VL Asset Management Limited
Adrian Koon Man Wong
CE ASM214 - active, VL Asset Management Limited
Kim Ching Chen
CE ATC745 - active, VMI Securities Limited
Maffee Pak Yui Wong
CE ASF405 - active, VMI Securities Limited
Man Chor Elton Cheung
CE BRM572 - active, VMS Securities Limited
Biao Gong
CE BTQ491 - active, VMS Asset Management Limited
Siu Wai (SFC:AYD102) Ng
CE AYD102 - active, VMS Asset Management Limited
Jianming Zou
CE AFW638 - active, VMS Asset Management Limited
Ya Chun Chen
CE BRI185 - active, VMS Securities Limited
Jonathan Chung
CE BLP479 - active, VMS Asset Management Limited
Jingyi Ding
CE BTF068 - active, VMS Securities Limited
Raymond Chun Kui Jook
CE ACQ095 - active, VMS Securities Limited
Calvin Si Yang Lam
CE AOO266 - active, VMS Securities Limited
Haozhong Luo
CE BWC418 - active, VMS Securities Limited
Kin Yee Valerie Ma
CE BTH416 - active, VMS Securities Limited
Jiajie Peng
CE BRS047 - active, VMS Securities Limited
Yijie Shen
CE BWC416 - ceased
Ka Leung Fok
CE ANH560 - active, VMS Securities Limited
Jing (SFC:BVF719) Zhang
CE BVF719 - active, VMS Securities Limited
Kun Xia
CE BWW704 - active, VS Partners (Hong Kong) Co., Limited
Ying (SFC:ANK771) Xu
CE ANK771 - active, VS Partners (Hong Kong) Co., Limited
Songbo Liu
CE BQT635 - active, VS Partners (Hong Kong) Co., Limited
Avaneesh John Acquilla
CE ARB905 - active, VSFG Asset Management Limited
Yu Kai Chan
CE AYC303 - active, VSFG Asset Management Limited
Christopher Ka Tsun Cheung
CE AFY937 - active, VSFG Asset Management Limited
Yuk Man Law
CE BNS413 - active, VSFG Asset Management Limited
Yuen Ying Kelly Lee
CE BVO526 - active, VSFG Asset Management Limited
Tze Hei Tang
CE BWQ603 - active, VSFG Asset Management Limited
Adrien Leo Timbert
CE BQM395 - active, VSFG Asset Management Limited
Zhiting Zhou
CE BOZ569 - active, VSFG Asset Management Limited
Chiu Fung So
CE BFC353 - ceased
Gary Yuk Lun Soong
CE ADP887 - active, VSTH Capital Global Asset Management Limited
Hao (SFC:BRH542) Ni
CE BRH542 - active, VSTH Capital Global Asset Management Limited
Min (SFC:BOG793) Cai
CE BOG793 - active, VTB Capital Hong Kong Limited
Xiaohong Cao
CE BIB392 - active, VTB Capital Hong Kong Limited
Maksat Kulmanov
CE BWG228 - active, VTB Capital Hong Kong Limited
Larri Harold Ballin
CE BJW743 - active, Valliance Asset Management Limited
Lin (SFC:AMC938) Li
CE AMC938 - active, Valliance Asset Management Limited
Carol Ka Yun Chan
CE AYC484 - active, Valliance Asset Management Limited
Wei Cui
CE BLW939 - active, Valliance Asset Management Limited
Wan (SFC:ARG933) Wang
CE ARG933 - active, Valliance Asset Management Limited
Alan Ka Ming Wong
CE ARQ657 - active, Valliance Asset Management Limited
Yue (SFC:BDI411) Wu
CE BDI411 - active, Valliance Asset Management Limited
Guanlan Yang
CE BTQ873 - active, Valliance Asset Management Limited
Yiming (SFC:BTB989) Zhang
CE BTB989 - active, Valliance Asset Management Limited
Lina Zhu
CE AXV640 - ceased
Hsiu-Ya Chan
CE ALS851 - active, Valuable Asset Management Limited
Chun Ho Fung
CE AVV720 - active, Valuable Asset Management Limited
Chun Nam Fung
CE ANU964 - active, Valuable Asset Management Limited
Daiqun Weng
CE BQJ796 - active, Valuable Asset Management Limited
Weiwen Zhang
CE ANM884 - active, Valuable Asset Management Limited
Ying (SFC:BVI778) Huang
CE BVI778 - active, Valuable Asset Management Limited
Bo (SFC:BXE291) Peng
CE BXE291 - active, Valuable Asset Management Limited
Yi Song
CE BWP532 - active, Valuable Asset Management Limited
Weiyi (SFC:BWR420) Xia
CE BWR420 - active, Valuable Capital Limited
Di (SFC:BWW374) Yang
CE BWW374 - active, Valuable Asset Management Limited
Tianli (SFC:BGB980) Zhang
CE BGB980 - active, Valuable Asset Management Limited
Qinyi Zhou
CE BKD622 - active, Valuable Asset Management Limited
Sze Wing (SFC:ALI022) Chan
CE ALI022 - active, Valuable Capital Limited
Wing Kin Chung
CE ATE069 - active, Valuable Capital Limited
Yanlai Fang
CE BDA475 - active, Valuable Capital Limited
Hong Fat Lao
CE AQQ127 - active, Valuable Capital Limited
Ching Lee
CE AYK657 - active, Valuable Capital Limited
Tsz Kin Lee
CE BSD169 - active, Valuable Capital Limited
Tsz Kin (SFC:BFG540) Leung
CE BFG540 - active, Valuable Capital Limited
Ka Wai Mak
CE BFU377 - ceased
Ziwei Qu
CE BFR574 - active, Valuable Capital Limited
Cheong Kai Chan
CE BPH394 - active, Valuable Capital Limited
Ka Yan (SFC:BJI435) Chan
CE BJI435 - active, Valuable Capital Limited
Kit Yee Chan
CE BBA365 - ceased
Sze Man Chan
CE BRI057 - active, Valuable Capital Limited
Marco Nai Ho Chau
CE BMJ762 - active, Valuable Capital Limited
Yisheng Chen
CE BUK266 - active, Valuable Capital Limited
Chak Nam Cheng
CE ALZ880 - active, Valuable Capital Limited
Chi Yan Chong
CE AVH086 - active, Valuable Capital Limited
Yujie Ding
CE BTR770 - active, Valuable Capital Limited
Peiyu Fang
CE BWB597 - active, Valuable Capital Limited
Zheng He
CE APC123 - active, Valuable Capital Limited
Hock Guan Samuel Ho
CE AXU902 - active, Valuable Capital Limited
Shiyang Huang
CE BUN253 - active, Valuable Capital Limited
Lu Jing
CE BPT717 - active, Valuable Capital Limited
Wing Yiu Kan
CE BUQ729 - active, Valuable Capital Limited
Yu Ho Kwok
CE BNP444 - active, Valuable Capital Limited
Ching (SFC:BVK986) Lam
CE BVK986 - active, Valuable Capital Limited
Muk Keung Lau
CE AHD597 - active, Valuable Capital Limited
Pak Hei Law
CE ANP887 - active, Valuable Capital Limited
Sze Yin Lee
CE BNY439 - active, Valuable Capital Limited
Jin (SFC:BVD661) Li
CE BVD661 - active, Valuable Capital Limited
Meng (SFC:BRI056) Li
CE BRI056 - active, Valuable Capital Limited
Shu Li
CE BUL940 - active, Valuable Capital Limited
Tong (SFC:BUA211) Liu
CE BUA211 - active, Valuable Capital Limited
Xuenong Liu
CE BTG697 - active, Valuable Capital Limited
Zhiting Luo
CE BWC222 - active, Valuable Capital Limited
Chi Pui Mak
CE BNX941 - active, Valuable Capital Limited
Anita Wing Yan Mok
CE BNV037 - active, Valuable Capital Limited
Yu Chun David Ng
CE BOO984 - active, Valuable Capital Limited
Qinglan Pang
CE BWB028 - active, Valuable Capital Limited
Ilisa Tan
CE BXA591 - active, Valuable Capital Limited
Su Tang
CE BTJ942 - active, Valuable Capital Limited
Wing On Wong
CE BEA130 - active, Valuable Capital Limited
Yan (SFC:BQP698) Yang
CE BQP698 - active, Valuable Capital Limited
Tsz Hin Yeung
CE BTD559 - active, Valuable Capital Limited
Wing Sang Yip
CE BSU877 - active, Valuable Capital Limited
Jiayong Zhang
CE BUQ445 - active, Valuable Capital Limited
Wenjing (SFC:BXF247) Zhang
CE BXF247 - active, Valuable Capital Limited
Wai Yan Chung
CE ALB466 - active, Value Partners Hong Kong Limited
Gordon Ho Wah Ip
CE ATN989 - active, Value Partners Hong Kong Limited
Xianghong Lin
CE AOB167 - active, Value Partners Hong Kong Limited
Ka Wing Choi
CE BBC960 - ceased
Xiaolin Guo
CE BXP635 - active, Value Partners Hong Kong Limited
Anna Ka Po Ho
CE ANQ590 - active, Value Partners Hong Kong Limited
Ke Hou
CE BCJ570 - active, Value Partners Hong Kong Limited
Lu Jin
CE BLH375 - active, Value Partners Hong Kong Limited
Chae Eun Kim
CE BUD526 - active, Value Partners Hong Kong Limited
Chi Kit Lai
CE BIL740 - active, Value Partners Hong Kong Limited
Gary Kang Wai Lam
CE BAT451 - active, Value Partners Hong Kong Limited
Chun Pong Lau
CE BOD152 - active, Value Partners Hong Kong Limited
Natalie Shuk Ling Lee
CE BEB605 - active, Value Partners Hong Kong Limited
Tai Hsuan Lee
CE BSG139 - active, Value Partners Hong Kong Limited
Yee Mei Leung
CE AZJ013 - active, Value Partners Hong Kong Limited
Xiaodan Li
CE BFX889 - active, Value Partners Private Equity Limited