Kin Pong Man
文建邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Pong Man (文建邦), CE reference ACN921. Currently licensed at 1 firm(s): Upbest Securities Company Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-02 | present |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-13 | 2015-09-22 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-25 | 2012-05-31 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-11 | 2006-07-22 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-17 | 2004-06-02 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-01-28 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-27 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-27 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-27 |