Vincent Yun Shing Woo
胡殷誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Yun Shing Woo (胡殷誠), CE reference AQA799. Currently licensed at 2 firm(s): Upbest Assets Management Limited, Upbest Securities Company Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Assets Management Limited 美建管理有限公司 |
Rep | Type 9 — Asset management | 2016-11-01 | present |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 9 — Asset management | 2016-11-01 | present |
| Horizon Asset International (HK) Limited | Rep | Type 9 — Asset management | 2012-10-15 | 2016-05-31 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-20 | 2012-09-29 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-09-20 | 2012-09-29 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-24 | 2010-03-17 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-04-24 | 2010-03-17 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-25 | 2010-03-17 |
| Perry Capital (Asia) Limited | Rep | Type 4 — Advising on securities | 2007-11-22 | 2009-01-31 |
| Perry Capital (Asia) Limited | Rep | Type 9 — Asset management | 2007-11-22 | 2009-01-31 |