Sung Yin Lee
李崇賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sung Yin Lee (李崇賢), a licensed Responsible Officer with CE reference ABF791. Currently licensed at 1 firm(s): Upmax Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 22.2 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upmax Securities Limited 晉億證券有限公司 |
Rep | Type 9 - Asset management | 2021-07-08 | present |
| Upmax Securities Limited 晉億證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-03-02 | present |
| Upmax Securities Limited 晉億證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-29 | 2021-03-02 |
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 4 - Advising on securities | 2018-06-29 | 2020-09-30 |
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 9 - Asset management | 2018-06-29 | 2020-09-30 |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 1 - Dealing in securities | 2018-01-25 | 2020-09-30 |
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-11 | 2018-01-25 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-17 | 2017-02-12 |
| AIF Securities Limited 亞投證券有限公司 |
RO | Type 1 - Dealing in securities | 2006-09-08 | 2017-01-17 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-20 | 2006-09-08 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-06-20 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-10-04 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-04 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-10-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sung Yin Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Hok Suen Hui | AIF Securities Limited | 2005–2017 |
| Yiu Wah Chiu | AIF Securities Limited | 2007–2017 |
| Tung Ching Chan | AIF Securities Limited | 2007–2016 |
| Pui Yin Tsui | AIF Securities Limited | 2007–2016 |
| Chun Lam | AIF Securities Limited | 2005–2016 |
| Rebecca Sze Ming Cheng | AIF Securities Limited | 2010–2016 |
| Ricky Tim Lam | Upmax Securities Limited | 2021–present |
| Siu Po Tam | AIF Securities Limited | 2009–2016 |
| Man Yu Lee | Upmax Securities Limited | 2021–present |
| Mei Ya Hui | AIF Securities Limited | 2009–2016 |
| Stephen Siu Wah Fung | AIF Securities Limited | 2010–2016 |
| Geoffrey Fung | AIF Securities Limited | 2010–2016 |
| Wai Ping Fung | AIF Securities Limited | 2010–2016 |
| Kar Yee Lai | AIF Securities Limited | 2007–2009 |
| Chi Yuen Chan | AIF Securities Limited | 2011–2015 |
| Wing Shan Lau | Wealthy Securities Limited | 2017–2020 |
| Chun Kwok Hui | Upmax Securities Limited | 2021–2023 |
| Wai Kiu Lo | Wealthy Securities Limited | 2017–2020 |
| Kwok Kei Lai | Upmax Securities Limited | 2021–2023 |
| Yan Kwong Ki | AIF Securities Limited | 2007–2010 |