Xiaohong Cao
曹曉紅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaohong Cao (曹曉紅), a licensed Responsible Officer with CE reference BIB392. Currently licensed at 1 firm(s): VTB Capital Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VTB Capital Hong Kong Limited | RO | Type 9 - Asset management | 2023-06-09 | present |
| VTB Capital Hong Kong Limited | RO | Type 1 - Dealing in securities | 2020-07-21 | present |
| VTB Capital Hong Kong Limited | RO | Type 4 - Advising on securities | 2020-07-21 | present |
| VTB Capital Hong Kong Limited | RO | Type 6 - Advising on corporate finance | 2020-07-21 | present |
| VTB Capital Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-09-15 | 2020-07-21 |
| VTB Capital Hong Kong Limited | Rep | Type 4 - Advising on securities | 2016-09-15 | 2020-07-21 |
| VTB Capital Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-09-15 | 2020-07-21 |