Heung Chin Chui
徐响前
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Heung Chin Chui (徐响前), CE reference ANQ230. Currently licensed at 1 firm(s): Upmax Securities Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upmax Securities Limited 晉億證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-05-15 | present |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-09-13 | 2025-05-02 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-09-13 | 2025-05-02 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-11 | 2024-09-01 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-10-11 | 2024-09-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-11 | 2024-09-01 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-20 | 2023-09-04 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-07-20 | 2023-09-04 |
| Public Securities Limited 大眾証券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-07 | 2023-07-05 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-06 | 2020-10-14 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-15 | 2020-10-14 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-09-15 | 2020-10-14 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-04 | 2009-08-06 |