Siu Wai Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wai Ng (伍兆威), a licensed Responsible Officer with CE reference AYD102. Currently licensed at 2 firm(s): VMS Asset Management Limited, VMS Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.6 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-12-30 | present |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
RO | Type 9 - Asset management | 2018-11-06 | present |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-31 | present |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 9 - Asset management | 2018-03-20 | 2019-03-20 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-05-31 | 2020-09-01 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 9 - Asset management | 2017-05-31 | 2018-03-20 |
| Zheng He Capital Management Limited 鄭和資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-12-06 | 2017-02-04 |
| Zheng He Capital Management Limited 鄭和資本管理有限公司 |
Rep | Type 9 - Asset management | 2016-12-06 | 2017-02-04 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-10-20 | 2016-01-21 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-27 | 2015-10-20 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-09-27 | 2015-10-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Wai Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.