Gary Kai Tai Pun
潘啟泰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gary Kai Tai Pun (潘啟泰), CE reference ABY088. Currently licensed at 1 firm(s): VI Asset Management Company Limited. Total licence records on file: 31.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VI Asset Management Company Limited 弘勵資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-07-04 | present |
| VI Asset Management Company Limited 弘勵資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-07-04 | present |
| VI Asset Management Company Limited 弘勵資產管理有限公司 |
RO | Type 9 — Asset management | 2024-07-04 | present |
| VI Asset Management Company Limited 弘勵資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-09-05 | 2023-09-04 |
| VI Asset Management Company Limited 弘勵資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-09-05 | 2023-09-04 |
| VI Asset Management Company Limited 弘勵資產管理有限公司 |
RO | Type 9 — Asset management | 2022-09-05 | 2023-09-04 |
| Kai Yin Securities Limited 凱銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-03-02 | 2021-09-07 |
| Kai Yin Securities Limited 凱銀證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-03-02 | 2021-09-07 |
| Kai Yin Securities Limited 凱銀證券有限公司 |
RO | Type 4 — Advising on securities | 2021-03-02 | 2021-09-07 |
| Wang On Asset Management Limited 宏安資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-03-02 | 2021-06-23 |
| Wang On Asset Management Limited 宏安資產管理有限公司 |
RO | Type 9 — Asset management | 2021-03-02 | 2021-06-23 |
| Kai Yin Securities Limited 凱銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-01 | 2021-03-02 |
| Wang On Asset Management Limited 宏安資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-01 | 2021-03-02 |
| Wang On Asset Management Limited 宏安資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-03-01 | 2021-03-02 |
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
RO | Type 4 — Advising on securities | 2020-01-09 | 2020-07-31 |
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
RO | Type 9 — Asset management | 2020-01-09 | 2020-07-31 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-09-04 | 2018-05-31 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-11-11 | 2018-05-31 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-05-07 | 2010-11-11 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-27 | 2018-05-31 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-04 | 2009-04-17 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-09-04 | 2009-04-17 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-01 | 2007-08-25 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-03-01 | 2007-08-25 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | present | 2007-02-18 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | present | 2007-02-18 |
| Funderstone Securities Limited | Rep | Type 4 — Advising on securities | present | 2005-01-24 |
| Funderstone Futures Limited | Rep | Type 5 — Advising on futures contracts | present | 2005-01-24 |
| Funderstone Securities Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-01-24 |
| Funderstone Futures Limited | Rep | Type 9 — Asset management | present | 2005-01-24 |
| Funderstone Securities Limited | Rep | Type 9 — Asset management | present | 2005-01-24 |