Maurice Wai Man Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maurice Wai Man Lee (李偉民), a licensed Responsible Officer with CE reference AEK543. Currently licensed at 1 firm(s): VBG Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.8 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VBG Asset Management Limited 建泉資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-02-11 | present |
| VBG Asset Management Limited 建泉資產管理有限公司 |
RO | Type 9 - Asset management | 2022-02-11 | present |
| VBG Asset Management Limited 建泉資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-01-06 | 2022-02-11 |
| VBG Asset Management Limited 建泉資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-01-06 | 2022-02-11 |
| Jolmo Capital Limited 金碼資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2006-01-23 | 2021-07-15 |
| Jolmo Capital Limited 金碼資本有限公司 |
RO | Type 9 - Asset management | 2006-01-23 | 2021-07-15 |
| Jolmo Capital Limited 金碼資本有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-01 | 2005-04-01 |
| Jolmo Capital Limited 金碼資本有限公司 |
RO | Type 4 - Advising on securities | 2005-03-31 | 2021-07-15 |
| Maurice Lee Investment Advisor Company | RO | Type 4 - Advising on securities | Pre-2003 | 2005-03-31 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Maurice Wai Man Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Thomas Chi Yin Lau | Jolmo Capital Limited | 2005–2021 |
| Anna Wai Kwan Wong | Jolmo Capital Limited | 2013–2017 |
| Chi Sang Lee | VBG Asset Management Limited | 2023–2026 |
| Xiaohu Zhao | VBG Asset Management Limited | 2022–2024 |
| Wai Lam Chan | VBG Asset Management Limited | 2022–2024 |
| Wan Ho Cheung | VBG Asset Management Limited | 2022–2024 |
| Yicen Shen | VBG Asset Management Limited | 2023–2024 |
| Kevin Chung Kiu Shum | Jolmo Capital Limited | 2006–2007 |
| Kong Kit Tsang | VBG Asset Management Limited | 2025–present |
| Oscar Ching Fan Chan | VBG Asset Management Limited | 2024–2025 |
| Erica Shao-Ning Krautheim | VBG Asset Management Limited | 2024–2025 |
| Sam Hung To | VBG Asset Management Limited | 2025–2026 |
| Ming Cheung Teddy Cheng | VBG Asset Management Limited | 2022–2023 |
| Chun Wah Lo | VBG Asset Management Limited | 2022 |
| Chui Yee Ma | VBG Asset Management Limited | 2022 |
| Chun Fung Li | VBG Asset Management Limited | 2022 |