Maurice Wai Man Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maurice Wai Man Lee (李偉民), a licensed Responsible Officer with CE reference AEK543. Currently licensed at 1 firm(s): Velbridge Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.0 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Velbridge Asset Management Limited 建泉資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-02-11 | present |
| Velbridge Asset Management Limited 建泉資產管理有限公司 |
RO | Type 9 - Asset management | 2022-02-11 | present |
| Velbridge Asset Management Limited 建泉資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-01-06 | 2022-02-11 |
| Velbridge Asset Management Limited 建泉資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-01-06 | 2022-02-11 |
| Jolmo Capital Limited 金碼資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2006-01-23 | 2021-07-15 |
| Jolmo Capital Limited 金碼資本有限公司 |
RO | Type 9 - Asset management | 2006-01-23 | 2021-07-15 |
| Jolmo Capital Limited 金碼資本有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-01 | 2005-04-01 |
| Jolmo Capital Limited 金碼資本有限公司 |
RO | Type 4 - Advising on securities | 2005-03-31 | 2021-07-15 |
| Maurice Lee Investment Advisor Company | RO | Type 4 - Advising on securities | Pre-2003 | 2005-03-31 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Maurice Wai Man Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.