Derek Yin Kui Wong
黃賢駒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derek Yin Kui Wong (黃賢駒), CE reference AMB370. Currently licensed at 1 firm(s): Upmax Securities Limited. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upmax Securities Limited 晉億證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-08-19 | present |
| Upmax Securities Limited 晉億證券有限公司 |
Rep | Type 9 — Asset management | 2025-08-19 | present |
| Ando Asset Management Limited 安道資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-15 | 2020-10-22 |
| Ando Asset Management Limited 安道資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-09-15 | 2020-10-22 |
| Ando Asset Management Limited 安道資產管理有限公司 |
RO | Type 9 — Asset management | 2017-09-15 | 2020-10-22 |
| QH Asset Management Company Limited 前海特華資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-09-08 | 2017-05-17 |
| QH Asset Management Company Limited 前海特華資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-30 | 2016-09-08 |
| QH Asset Management Company Limited 前海特華資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-08-30 | 2017-05-17 |
| QH Capital Limited 前海特華資本有限公司 |
RO | Type 4 — Advising on securities | 2015-02-17 | 2017-05-17 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-12-27 | 2015-01-30 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-12-27 | 2015-01-30 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-10 | 2013-12-27 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-12-10 | 2013-12-27 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-30 | 2013-12-03 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-01-30 | 2013-12-03 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-26 | 2009-12-24 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-26 | 2009-12-24 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2006-04-25 | 2006-11-22 |
| Gayang Securities Limited 嘉銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-28 | 2005-10-21 |