Helen Yim How Wong
黃艷巧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Helen Yim How Wong (黃艷巧), CE reference ADW624. Currently licensed at 1 firm(s): Upbest Securities Company Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-10 | present |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-06 | 2016-06-08 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-11 | 2004-08-05 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-10 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-10 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-10 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-10 |