Rebecca Sze Ming Cheng
鄭詩明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rebecca Sze Ming Cheng (鄭詩明), CE reference AAE443. Currently licensed at 1 firm(s): Upmax Securities Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upmax Securities Limited 晉億證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-10 | present |
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-16 | 2019-01-17 |
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
RO | Type 4 — Advising on securities | 2017-06-16 | 2019-01-17 |
| AIF Securities Limited 亞投證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-10-12 | 2016-12-09 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-06 | 2010-10-12 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-07 | 2010-07-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-13 | 2009-07-01 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-11-26 | 2009-07-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-07-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-02 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-02 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-02 |