Yu Ho Kwok
郭宇浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Ho Kwok (郭宇浩), CE reference BNP444. Currently licensed at 1 firm(s): Valuable Capital Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-10-23 | present |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-10-23 | present |
| Gentleman Capital Limited 紳士資本有限公司 |
Rep | Type 1 — Dealing in securities | 2025-01-16 | 2025-09-09 |
| Gentleman Capital Limited 紳士資本有限公司 |
Rep | Type 9 — Asset management | 2024-02-29 | 2025-09-09 |
| Mighty Divine Investment Management Limited | Rep | Type 9 — Asset management | 2021-08-16 | 2024-01-02 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-22 | 2021-07-08 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-03-22 | 2021-07-08 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 — Asset management | 2021-03-22 | 2021-07-08 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-24 | 2021-02-08 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-12-24 | 2021-02-08 |
| Bright Smart Asset Management Limited 耀才資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-12-24 | 2021-02-08 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-18 | 2019-10-08 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 — Asset management | 2019-02-18 | 2019-10-08 |
| Excellent Tide Securities Limited 佳湧證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-12 | 2019-10-08 |
| South China Futures Investment Limited 南華期貨投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-10-12 | 2019-10-08 |