Fang-Ming Jao
饒方敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fang-Ming Jao (饒方敏), a licensed Responsible Officer with CE reference BEZ036. Currently licensed at 1 firm(s): Unicorn Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 9 - Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Unicorn Securities Company Limited 益群證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-07-13 | present |
| Unicorn Securities Company Limited 益群證券有限公司 |
RO | Type 9 - Asset management | 2017-02-08 | present |
| Unicorn Securities Company Limited 益群證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-12 | present |
| Unicorn Securities Company Limited 益群證券有限公司 |
RO | Type 4 - Advising on securities | 2017-02-08 | 2021-08-05 |