Kim Ching Chen

陳錦清
CE No. ATC745 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Ching Chen (陳錦清), a licensed Responsible Officer with CE reference ATC745. Currently licensed at 1 firm(s): VMI Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 16.9 years of SFC licence history. Total licence records on file: 12.

Information

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Licence history

FirmRoleRegulated activityFromTo
VMI Securities Limited
創市証劵有限公司
RO Type 1 - Dealing in securities 2022-03-21 present
Ruibang Securities Limited
瑞邦證券有限公司
RO Type 1 - Dealing in securities 2021-05-03 2022-03-17
Ruibang Securities Limited
瑞邦證券有限公司
RO Type 4 - Advising on securities 2021-05-03 2022-03-17
Chuenman Securities Limited
川文證券有限公司
RO Type 4 - Advising on securities 2021-03-02 2021-04-30
Chuenman Securities Limited
川文證券有限公司
RO Type 1 - Dealing in securities 2019-04-02 2021-04-30
Zundiao Securities Limited
尊迪奧證券有限公司
RO Type 1 - Dealing in securities 2018-09-03 2019-03-01
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 1 - Dealing in securities 2017-10-03 2018-07-19
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 1 - Dealing in securities 2012-01-12 2017-10-02
KGI Futures (Hong Kong) Limited
凱基期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2012-01-12 2018-07-19
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 3 - Leveraged foreign exchange trading 2010-07-19 2012-01-01
Haitong International Futures Limited
海通國際期貨有限公司
Rep Type 2 - Dealing in futures contracts 2009-09-16 2012-01-01
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 1 - Dealing in securities 2009-06-11 2012-01-01

Worked alongside

The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Kim Ching Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Maffee Pak Yui Wong VMI Securities Limited 2024–present
Chu Sing Jim Chuenman Securities Limited 2019–2021
Nelson Yeung Cheong Wong Chuenman Securities Limited 2019–2021
Chui Ying Wong Chuenman Securities Limited 2019–2021
Ngai Sun Lee Chuenman Securities Limited 2019–2021
Ka Fai Chong Chuenman Securities Limited 2019–2021
Yiu Man Chan VMI Securities Limited 2022–2023
Wai Sum Tso VMI Securities Limited 2022–2023
Cheuk Man Mak Ruibang Securities Limited 2021–2022
Wing Chun Ng Ruibang Securities Limited 2021–2022
Lok Wai Cheng VMI Securities Limited 2023
King Lam Cheung Ruibang Securities Limited 2021–2022
Wai Hung Tsui Chuenman Securities Limited 2019–2020
Sen Kan Kok Zundiao Securities Limited 2018–2019
Hiu Mei Chung Ruibang Securities Limited 2021
Ho Chuen Yeung Chuenman Securities Limited 2019
Man Ho Chung Zundiao Securities Limited 2019
Explore the interactive colleague network →

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