Sin Ching Lau
劉倩清
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sin Ching Lau (劉倩清), CE reference ABX754. Currently licensed at 1 firm(s): Upbest Securities Company Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-07-26 | present |
| Wang On Securities Limited 宏安證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2024-06-21 |
| Wang On Securities Limited 宏安證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-12-03 |
| Wang On Securities Limited 宏安證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-12-03 |
| Wang On Securities Limited 宏安證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-12-03 |