Chak Fai Lee
李澤輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chak Fai Lee (李澤輝), a licensed former licensee with CE reference BFU996. This person has 10.2 years of SFC licence history. Total licence records on file: 12.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Union Insight Asset Management Limited 合悉資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-05-02 | 2026-04-30 |
| Union Insight Asset Management Limited 合悉資產管理有限公司 |
RO | Type 9 - Asset management | 2025-05-02 | 2026-04-30 |
| Rockflow Securities Limited 奇運證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-07-09 | 2024-09-30 |
| Rockflow Securities Limited 奇運證券有限公司 |
RO | Type 4 - Advising on securities | 2019-07-09 | 2024-09-30 |
| Rockflow Securities Limited 奇運證券有限公司 |
RO | Type 9 - Asset management | 2019-07-09 | 2024-09-30 |
| Rockflow Securities Limited 奇運證券有限公司 |
Rep | Type 9 - Asset management | 2018-11-06 | 2019-07-09 |
| Rockflow Securities Limited 奇運證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-30 | 2019-07-09 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2018-04-04 | 2018-10-19 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-28 | 2018-10-19 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-03-28 | 2018-10-19 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-11-16 | 2018-03-16 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-16 | 2018-03-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chak Fai Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.