Alan Ka Lun Yau
丘嘉倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Ka Lun Yau (丘嘉倫), CE reference AEJ178. Currently licensed at 2 firm(s): Upbest Commodities Company Limited, Upbest Securities Company Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Commodities Company Limited 美建期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2026-03-20 | present |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-01-16 | present |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-28 | 2022-01-01 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-08 | 2017-01-06 |
| Thing On Securities Limited 晉安證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2016-06-01 |
| Thing On Securities Limited 晉安證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-29 |
| Thing On Securities Limited 晉安證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-29 |
| Thing On Securities Limited 晉安證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-29 |