Yiu Wah Chiu
趙耀華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Wah Chiu (趙耀華), a licensed Representative with CE reference AAD106. Currently licensed at 1 firm(s): Upmax Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 22.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upmax Securities Limited 晉億證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-04 | present |
| Canfield Securities Company Limited 勤豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-30 | 2017-10-04 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-02 | 2017-01-19 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-05-02 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-30 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-30 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiu Wah Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.