Zonglian Cao
曹宗莲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zonglian Cao (曹宗莲), CE reference BTC143. Currently licensed at 1 firm(s): Shenwan Hongyuan Capital (H.K.) Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-18 | present |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-18 | present |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-10-18 | present |