Christine Ka Man Chiu
趙嘉敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christine Ka Man Chiu (趙嘉敏), CE reference ARV873. Currently licensed at 1 firm(s): Shanggu Asset Management (Asia) Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-08-30 | present |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-10 | 2024-08-01 |
| Swissquote Asia Limited | RO | Type 3 — Leveraged foreign exchange trading | 2013-02-25 | 2016-09-15 |
| Gain Capital - Forex.com Hong Kong Limited 嘉盛集團(香港)有限公司(以嘉盛香港,嘉盛亞太,嘉盛外匯名義經營業務) |
RO | Type 3 — Leveraged foreign exchange trading | 2011-10-07 | 2011-11-14 |
| Gain Capital - Forex.com Hong Kong Limited 嘉盛集團(香港)有限公司(以嘉盛香港,嘉盛亞太,嘉盛外匯名義經營業務) |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-08-04 | 2011-10-07 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-08 | 2009-07-31 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-08 | 2009-07-31 |