Tingting Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tingting Wu (吳婷婷), a licensed Responsible Officer with CE reference AYQ131. Currently licensed at 1 firm(s): Sfund International Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.5 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sfund International Asset Management Limited 廣州基金國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-07-07 | present |
| Sfund International Asset Management Limited 廣州基金國際資產管理有限公司 |
RO | Type 9 - Asset management | 2021-07-07 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-29 | 2018-12-01 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-29 | 2018-12-01 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-29 | 2018-12-01 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-08-29 | 2018-12-01 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-13 | 2017-06-02 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-11-13 | 2017-06-02 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-12 | 2015-03-05 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2012-06-12 | 2015-03-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tingting Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.