Jerome Pfund
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jerome Pfund, CE reference BBD337. Currently licensed at 1 firm(s): Sectoral Asset Management Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sectoral Asset Management Limited | RO | Type 1 — Dealing in securities | 2013-08-08 | present |
| Sectoral Asset Management Limited | RO | Type 4 — Advising on securities | 2013-08-08 | present |
| Sectoral Asset Management Limited | RO | Type 9 — Asset management | 2013-08-08 | present |