Kathleen Wing Mui Siu
蕭詠梅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kathleen Wing Mui Siu (蕭詠梅), CE reference ASD062. Currently licensed at 1 firm(s): Shanggu Asset Management (Asia) Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-06-11 | present |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-18 | 2024-05-16 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-15 | 2010-06-18 |