Kai Xu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Xu (許愷), a licensed Representative with CE reference BVT900. Currently licensed at 2 firm(s): Shanxi Securities International Limited, Shanxi Securities International Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 1.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-12-02 | present |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-12-02 | present |
| DaoKou Securities Limited 道口證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-09-30 | 2025-10-02 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-09-30 | 2025-10-02 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2025-01-06 | 2025-08-06 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-01-06 | 2025-08-06 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 4 - Advising on securities | 2025-01-06 | 2025-08-06 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-01-06 | 2025-08-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.