Felix Chiu Wing Yuen
袁超榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Felix Chiu Wing Yuen (袁超榮), a licensed Responsible Officer with CE reference ADT688. Currently licensed at 2 firm(s): Shacom Futures Limited, Shacom Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 5 - Advising on futures contracts. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shacom Futures Limited 上商期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-10-27 | present |
| Shacom Futures Limited 上商期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2016-10-27 | present |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 1 - Dealing in securities | present | present |
| Shacom Futures Limited 上商期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-08-14 | 2016-10-27 |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2005-02-28 |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-11-25 |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-11-25 |