Felix Chiu Wing Yuen
袁超榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Felix Chiu Wing Yuen (袁超榮), CE reference ADT688. Currently licensed at 2 firm(s): Shacom Futures Limited, Shacom Securities Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shacom Futures Limited 上商期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-10-27 | present |
| Shacom Futures Limited 上商期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2016-10-27 | present |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| Shacom Futures Limited 上商期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-08-14 | 2016-10-27 |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-28 |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-25 |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-25 |